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Kenneth
R. Schueler, President and CEO of KCD. Through
close monitoring of regulatory updates, supervising adherence
to compliance requirements, as well as financial operations
and human resource issues, he oversees the operations of KCD
with an involved and hands on style. Ken's 25 years in the securities
industry is evident in his solution-oriented, creative approach
to management. Prior to this position, he served as President
of a successful broker/dealer for 9 years, growing the startup
company to over 200 registered representatives. Ken has also
been involved with trust and estate planning and previously
was an air traffic controller for sixteen years. Ken holds the
following securities registrations: Series 4, 6, 7, 24, 27,
63, and 65. |
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Vicki
Berger serves KCD as the Office Coordinator, Commissions
Specialist, and oversees the workflow of direct business. As
an accomplished multi-tasker, Vicki's problem-solving skills
and cheerful assistance makes her a vital asset to our operation.
Vicki has extensive experience in customer service, insurance
agency business, and retail operations. She joined KCD in August
2005. |
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Kathy
Spiegel provides thorough and concise Licensing
and Registration services for KCD and our representatives. Her
efficient administrative skills and attention to detail are
an asset to our team. Joining KCD in May 2006, Kathy brings
17 years experience in the securities brokerage industry. She
holds the following securities registrations: Series 7, 63 and
is currently studying for the Series 24. |
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Catherine
Shefchik supports our brokerage operations and
coordinates the work flow of brokerage business, applying her
problem-solving and organizational skills, gained from years
of brokerage and financial operations experience, to each individual
situation. Catherine has been with KCD since January 2007. |
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Laurie
Dellise coordinates our front office operations
with impeccable customer service and administrative skills.
Her friendly and professional manner helps set the tone for
a positive experience for callers and visitors. Laurie's experience
in business and customer service is evident in her speedy integration
into our operations. She has been with KCD since May 2007. |
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