Staff Directory


Ken Schueler President/CEO		Compliance FINRA and Regulatory Matters Corporate Business
Vicki Berger Office Coordinator		Direct Business Processing Commissions
Kathy Spiegel Licensing and Registration Coordinator		Securities registrations Appointments Renewals
Catherine Shefchik Operations Assistant		Brokerage Business Processing
Laurie Dellise Receptionist and Administrative Assistant		General Office Information Scheduling and Mailing

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